Series 22: Best-Efforts Underwriting And Private Placements

Taken from our Series 22 Top-off Online Guide

Best-Efforts Underwriting and Private Placements

With a best-efforts underwriting, the underwriter or dealer-manager does not purchase the securities from the issuer prior to selling them. As a result, the lead underwriter or dealer-manager fee is expressed as a percentage of the offering proceeds from each unit or

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