Series 24: 3.11.2. Investment Company Advertisements And Sales Literature

Taken from our Series 24 Online Guide

3.11.2. Investment Company Advertisements and Sales Literature

Investment company advertisements involving new securities are regulated primarily by the Securities Act. Issuers cannot advertise a securities offering before filing a registration statement with the SEC. Any advertisement made by a new issuer before a registration statement becomes effective must be accompanied or preceded by a statutory prospectus. After a registration statement becomes effective, broker-dealers must deliver a prospectus to purchasers of the new securities, either when they are

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: 3.11.2. Investment Company Advertisements And Sales Literature, you might also be interested in:

Series 66 - 2.1.1.3 Right to Receive Dividends

Series 99 - 1.2.2.10.3.1 Traditional IRA

Series 53 - Securities Investor Protection Corporation

Series 65 - Inflation-Adjusted Rate of Return

Series 50 - Sources of Credit Information

Series 66 - 7.8.1 Definition of Investment Adviser Representative

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed the 24 the first time with the help of the Solomon materials. The online course and the exams really helped focus in and clarify what was important. I've recommended them to all of my colleagues!

Corrinne Kaucher

I just passed the series 24! It is, by far, the hardest test that I have ever taken. I had failed it 4 times using other study materials. I have never felt more defeated! Solomon Exam Prep is the best! I took over 154 practice tests...without seeing the same question twice. I was able to finally grasp the material and passed! My only regret is that I did not use the Solomon Exam Prep on my first attempt!

Bill Harpe, Capital Choice. Greensboro, GA

Even though there is no such thing as a guaranteed success in the securities industry, there is a likelihood of strong returns if you are able to make the right risk / reward choices at the right time.

If you are taking a test one of those choices is Solomon materials. Just follow their guidance. It worked for me, 3 times in a row, 7, 63, 24!

Eric Altmann, New York, NY

I had tried another learning system before Solomon and walked into the Series 24 unprepared and subsequently failed. After using the Solomon system for three weeks, taking full advantage of the app on my cell phone I walked into my second attempt very prepared for the type of questions I was going to see. Not only did I pass, I did so with confidence. Thanks so much Solomon!

Steven Eisner, Penn Mutual/HTK, Hauppauge, NY

I tried studying on my own using materials from another vendor, which was super wordy and lengthy. After much frustration, I looked for new study materials and discovered Solomon. It is concise, clear and presented well. The subject area quizzes and practice exams were unlimited and very helpful. Six weeks later I passed the Series 24 with an 85! I would not hesitate to use Solomon again, should the need arise.

Yasmeen M.

Just wanted to say thank you and give you a good review. I actually found that your test questions were harder than the actual exam and the explanations and the ability to create tests of all of my wrong answers helped me focus on my weak areas of the exam. I passed the first time and don't believe I couldn't have done it without your test bank. Thanks again.

Chris Porosky, FL