Series 24: 2.7.1.1.1.3. Other Liabilities

Taken from our Series 24 Online Guide

2.7.1.1.1.3. Other Liabilities

Broker-dealers sometimes exclude from their balance sheet certain of their expenses or debts for which a third party, such as a parent company or affiliate, has assumed responsibility through an expense-sharing arrangement. These liabilities must be subtracted from net worth, unless the broker-dealer can demo

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