Series 24: 2.2.1.5.3. Outside Accounts Of Associated Persons

Taken from our Series 24 Online Guide

2.2.1.5.3. Outside Accounts of Associated Persons

Employees of member firms may not open investment accounts at other member firms or other financial institutions unless they receive prior written consent from their employing member firm. The employee must also notify the other financial institution of their association with the employing firm before opening the account.

The executing firm,

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: 2.2.1.5.3. Outside Accounts Of Associated Persons, you might also be interested in:

Series 24 - 1.2.2.3. Becoming a Member: Investment Advisers

Series 53 - SEC Rule 15c2-12: Disclosure Documents

Series 22 - Trust Accounts

Series 7 - 6.1.4.1. Shareholder Voting Rights

Series 79 - Market Capitalization and Stock Indexes

Series 65 - 3.8.3.6. Free-Look Period

Series 66 - Section One: Economic Factors and Business Information

Series 53 - Close-Out by Purchaser

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I wanted to let you know I passed the exam [Series 24] this morning! The practice exams were invaluable. Thank you for your extra help and suggestions. I have recommended this to two of my co-workers who will be taking the Series 7 this year. I will say, the 24 was worded so tricky. And so much irrelevant info put into the questions. I had to write down pieces of the question to get the gist of what it was asking. Very purposfully confusing. But it's over and I'm thankful for your product. Thx again

Karmen Richards, Multi Financial Securities, Greensboro, NC

I really liked the Solomon study materials. They did a really nice job of explaining the material in plain language. I have a really long commute and the audio books came in really handy!! I would recommend the Solomon study materials!

Jessie Urban, Securities America Inc, LaVista, NE

Just wanted to say thank you and give you a good review. I actually found that your test questions were harder than the actual exam and the explanations and the ability to create tests of all of my wrong answers helped me focus on my weak areas of the exam. I passed the first time and don't believe I couldn't have done it without your test bank. Thanks again.

Chris Porosky, FL

I would just like to say that Solomon’s customer service was excellent. The material was clear and easy to understand and I feel that it prepared me extremely well for my exam. I found the study outline to be the most helpful in keeping me on track. I would definitely refer the material to anyone taking the Series 24. Thank you to the Solomon team for helping me pass my 24!

Tamaqua Roland, Philadelphia, PA

As easy and painless as it could ever get (Series 24)!

Francis R., Hong Kong, China

I originally started studying for the series 24 with Test Teachers... After being frustrated with confusing material, out of date information, contradicting questions/answer/study guides, I bought Solomon's practice exams... After one test, two things became clear: I was grossly unprepared for the exam The material, though difficult, didn't have to be taught in such a confusing manner.I passed the 24 on the fist time because of the quality of the practice exams from Solomon. Thank you! Putting it another way...If you are using anyone else to study, you owe it to yourself and your efforts to buy the practice exams from Solomon to get a true judge of your studying efforts.

Will, Bainbridge Island, WA