Series 24: 1.2.4.2. Restrictive Agreements

Taken from our Series 24 Online Guide

1.2.4.2. Restrictive Agreements

FINRA may impose restrictive agreements on an applicant, which will limit the scope of a member firm’s business activity. Such agreements are employed in those rare instances where FINRA believes that such restrictions will correct an applicant’s failure to meet its

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: 1.2.4.2. Restrictive Agreements, you might also be interested in:

Series 65 - 5.1. Types of Clients

Series 6 - Investment Objectives

Series 54 - Municipal Entities and Their Employees

Series 66 - Section One

Series 79 - 10.10.1. The FAST Act Exemption

Series 66 - Warrants

Series 7 - 18.2.4 Chicago Board Options Exchange

Series 66 - Credit Risk

Series 52 - 4.4.2. Types of Investment Risk

Series 7 - 6.1.2.4 Money Market Funds

Series 24 - Business Continuity Plans and Emergency Contact Information

Series 65 - 10.11.16.8. Applicability to Pooled Investment Vehicles

Series 14 - Exercise

Series 63 - Exercise

Series 79 - 11.2.9. Anticipating Market Reaction

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I watched the videos twice, took notes from them, and took hundreds of practice problems. The test simulator was the best part of the program. I found it helpful that you could go back and look at the questions you missed and use them to help refine what to study. I definitely would recommend the program. Get 85%+ on the practice and you should pass the 24.

Kris Nyden, Seattle, WA

Excited to say I passed the Series 24 the first time I sat for the exam. The course material and exam simulator were paramount in my preparation.

Ben Young, Berthel Fisher. Cedar Rapids, IA

I would like to say that Solomon test prep had the most varied and comprehensive test bank I have seen. The questions ranged in difficulty and the answer feedback was so detailed, that I felt that I was mastering concepts rather than trying to pin down certain facts in a question just to get the 'one,' answer. I saw many iterations of the sample examinations, and with the courage to keep clicking next and learning, I passed with a score I'm more than happy to claim. Also, the staff are very responsive. I'll be coming back.

Neil, San Diego, CA

I recently passed my Series 24 using Solomon Exam Prep! It was the hardest exam I've taken to date. I found all the practice exams with specific feedback to be the most helpful, though the audiobook was very helpful as well.

Diane Pouliot, RBC, Minneapolis, MN

Finally! Having used the study material provided by my firm, I couldn't get over the passing level. Came out of pocket for Solomon, and passed [the Series 24] on the first effort - Thank you!

Scott Krogmann, Regions Bank, Knoxville, TN

I took another vendors 24 course but it did not compare to how Solomon Exam Prep for Series 24 prepared me. The material and practice exams, especially the timed exams, were broken up by sections, similar to the FINRA Exam. This really helped in allowing me to understand which section(s) I needed to spend more time on/hit harder. Thank you Solomon!!!

Jim Ruckman, Mass Mutual