Series 24: 1.2.4.1. Fees And Assessments

Taken from our Series 24 Online Guide

1.2.4.1. Fees and Assessments

In addition to annual dues, each member firm pays an annual fee to FINRA based on its number of registered branch offices and its number of registered representatives and principals. Firms also pay an annual assessment on their gross income from securities transactions.

FINRA By-laws, Schedule A

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