Series 54: Exercise

Taken from our Series 54 Online Guide

Exercise

Answer the following questions.

1. The two duties provided for by MSRB Rule G-42 are the duty of _____ and the duty of _____.

2. True or false. If a non-solicitor municipal advisor has no conflicts of interest in regard to an issuance of municipal securities, it may take no action in regard to disclosure.

3. True or false. T

+ Read More

More Series 54 Info

What are people saying?

Create an Account

Since you're reading about Series 54: Exercise, you might also be interested in:

Series 7 - 12.7.1 Private Placements: Regulation D

Series 7 - 6.1.6.1 Redemption Fees and Back-End Load Sales

Series 24 - 4.1.3.4. C Corporations

Series 79 - Section 4 of the Securities Act

Series 63 - Suggested Notecards

Series 66 - Individual and Joint Accounts

Series 28 - Trial Balance, Aggregate Indebtedness, and Net Capital Records

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

The Solomon material was invaluable in helping me pass this exam. The organization of the content, the tests, the video and lecture material, were all exactly on point. Thank you! (Series 54)

Mark Melio, Melio & Company, LLC. Northfield, IL

I used Solomon to study for the 26 and most recently the 24. The material is layered in way that makes it manageable to digest and the instructor response time and explanations are outstanding. I passed both on the first attempt!

Gus Velleco, Allstate, Charleston, SC

I really liked the Solomon study materials. They did a really nice job of explaining the material in plain language. I have a really long commute and the audio books came in really handy!! I would recommend the Solomon study materials!

Jessie Urban, Securities America Inc, LaVista, NE

Dear Solomon Exam Prep, Thank you for your great exam prep materials for the Series 82 Top-Off Exam...I recently took it and passed.

Mordechai Slovin, Palladium Capital Advisors, Israel

Had a challenge the first time with another provider and switched to Solomon. I found Solomon materials to be more comprehensive and the videos were a big help for the way I learn. Thanks to everyone at Solomon for going the extra mile.

Ray Catone, Fort Lauderdale, FL

Solomon is the BEST!!! Passed the Series 7 on the first try. The lessons are videos and lessons are good. The practice exams are EXCELLENT. Focus on options and muni's. Load up on practice exams and you will be fine. Thank you Solomon!!!

Brandon Collins, Benchmark. Memphis, TN