Series 54: 1.3.5. Indirect Advice

Taken from our Series 54 Online Guide

1.3.5. Indirect Advice

The SEC has concluded that a person who gives advice about issuing municipal securities or other municipal products to a municipal entity’s municipal advisor will still need to register as a municipal advisor. T

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The Solomon material was invaluable in helping me pass this exam. The organization of the content, the tests, the video and lecture material, were all exactly on point. Thank you! (Series 54)

Mark Melio, Melio & Company, LLC. Northfield, IL

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