Series 63: 3.1.2.1 The Registration Statement

Taken from our Series 63 Online Guide

3.1.2.1 The Registration Statement

The registration statement is an important part of the SEC’s security registration process. A registration statement must include a description of both the issuer’s business and the securities being offered, certified financial s

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I just passed the Series 63 after failed in the first attempt as of January. I had studied with another vendor and after some research, I decided to buy Solomon material. I felt very comfortable with the material since English is my second language. And due to the type of the exam, this was very important. It took me time to make the decision for the 2nd attempt but Karen was important to support and she convinced me. I felt very comfortable till question number 20, after that a bit stressful but be sure that you will know the subjects. Thanks Solomon!!!

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Jeff Champigny, Merrill Lynch, Greensboro, NC

I passed with flying colors. Made an 83. Your material is awesome. I could not have done it without it. The book is a great start and then the online exam simulator seals the deal. Thanks for all your help...and especially for jumping to my aid over the weekend.

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Brandon Neff, Houston, TX