Series 63: 1.3 Investment Adviser Representatives

Taken from our Series 63 Online Guide

1.3 Investment Adviser Representatives

While some investment advisers are one-man or -woman shops, most employ dozens, hundreds, or even thousands of investment professionals. These employees often work with individual clients and give individualized advice, seemingly working as investment advisers. Yet, because they are employees at investment advisory fir

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Thanks to Solomon I was able to pass the SIE, Series 7, and Series 63, great study material if you put the hours in!

Xavier Mata, Cabrera Capital Markets. Chicago, IL

A more recent update after taking my Series 7 exam: Within one year of joining the financial industry, Solomon materials have gotten me a 100%, 4 for 4 pass rate with the SIE, S6, 63 and S7 all completed within 10 months. Once again, the materials and practice tests prepared me for the S7 exam better than I could've imagined. I will continue to refer people to Solomon, as the material, customer service, and whole experience has been unmatched.

Alex Coyne, Northwestern Mutual. Pensacola, FL

I passed my S63 Sunday, March 15th!!

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