Series 66: 4.1.3.3 Advisory Accounts

Taken from our Series 66 Online Guide

4.1.3.3 Advisory Accounts

An investment adviser is a person or entity that advises people on their investments for a fee. Investment advisers often open accounts at broker-dealers to buy and sell securities for the client. Investment advisers are considered fiduciaries and must, therefore, put their clients’ interests before

+ Read More

More Series 66 Info

What are people saying?

Create an Account

Since you're reading about Series 66: 4.1.3.3 Advisory Accounts, you might also be interested in:

SIE - Exercise

Series 66 - 3.6.4.1. General vs. Separate Accounts

Series 50 - Statement of Activities

Series 65 - Registration by Coordination

Series 65 - Right to Inspect Records

Series 65 - Series 65 Online Guide

Series 53 - Activities of Principals

Series 53 - Book-Entry Delivery and Payment

Series 52 - 7.5.2. Effects of Spending

Series 51 - Alternative Plans for Educational Savings

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I could not have passed [the Series 66] without your very comprehensive program. Thanks!

Arthur Almassy, Scottsdale, AZ

The Series 66 Exam Prep offered by Solomon Exam Prep is exceptional. I used both the textbook and the exam simulator as my only study materials for the exam and passed with an 88. The Solomon material is written in a way which is easy to understand and digest. The exam simulator was excellent in preparing me with quizzes and full length practice tests to focus on my points on weakness and prepare me for the real thing! I would highly recommend both of these products to anyone!

Luke Bowes, Seymour, TN

I sat for the Series 66 on March 16th. I got an 85. I give all kudos to Solomon. The study materials were excellent.

William Crull, Metairie, LA

Solomon exam prep materials are the best! I have passed the SIE, Series 7, and Series 66 in less than 12 months using their materials. Their products are fantastic! The practice exams are excellent, and the probability calculator is spot on. I followed the provided customized study plan and took practice exams (over 20 lol) until my probability calculator was in the green (indicating a higher probability of passing) and the rest is history. There are no shortcuts. You must put in the work and stay disciplined, but the Solomon program WORKS and I would HIGHLY RECOMMEND them to anyone looking for amazing, comprehensive study materials to prepare for industry examinations.

Brandon Collins, Benchmark. Memphis, TN

I passed the Series 79, 7, and 66 thanks to your study guides. I scored an 85, 81 and 82, respectively. The exam simulator was highly useful and great preparation. I glossed over material I knew and really prepped topics related to laws and ethics, which these study guides effectively described and tested. I highly recommend Solomon!

Sean M, New York, NY

I passed my Series 66, 1st try. Your audiobook was the game changer for me. Thank you!

S Stephens, Merrill Lynch. Orlando, FL