Series 24: Clearly Erroneous Transactions

Taken from our Series 24 Online Guide

Clearly Erroneous Transactions

A clearly erroneous transaction is a transaction where there has been an obvious error in any term including price, number of shares, unit of trading, or identification of security. Both Nasdaq and FINRA have mechanisms in place to review trades and both may,

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Clearly Erroneous Transactions, you might also be interested in:

Series 3 - 6.2.3.1. Reversal Patterns

Series 24 - Principal vs. Agency Transactions

Series 65 - 10.11.5 Client Confidentiality

Series 65 - Calls

Series 50 - Fund Statements

Series 24 - 3.5.3.1. Nontraditional ETFs

Series 66 - Chapter One

Series 65 - 9.1.2.4 Federal Covered Securities and Their Sale at the State Level

Series 27 - Exercise

Series 50 - Tax Credit BABs

Series 7 - 18.3.2.2 Representatives

Series 24 - Trading Pauses

Series 66 - Introduction

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Thank you Solomon! I was able to pass the SIE, 7, 63 and 24 in a relatively short time period. The practice exams with answers really helped and when I had a question for The Professor, I always received a quick and accurate response. Solomon is definitely the way to go.

Seth Schader, CCO, Mercer Island, WA

I passed the 24 with the help of the audio, book and test questions. I previously took this test and failed walking away with the thought nothing I studied looked familiar. I also didn't really understand how certain areas functioned... but found the information provided with Solomon worked best for me. The flow charts and extra resources section were extremely helpful in breaking down sections of this "Dry" test. The audio was great to review and the book format was easy to read and concise. I felt almost every question I knew what they were asking and I was able to eliminate one or two questions. Don't waste your money with other sites. Solomon will allow you to pass on the first time. Good luck!

Matthew D., Orange County, CA

Stick to the plan and pass! 4 times in a row, 7, 63, 24 and now 79. You can't beat the Solomon materials.

Eric Altmann

I was very apprehensive about the Series 24 exam prior to taking it. Everyone I knew who had taken it informed me that it was an incredibly difficult test, with questions that were meant to trick you. After following Solomon's six week study outline and making flashcards for my weakest areas, I was averaging in the high 80s on the Solomon practice exams. That gave me the confidence I needed to walk into the test center feeling prepared, and the knowledge I needed to walk out of the test center having scored an 88. I am now recommending the Solomon Series 24 materials to everyone at the office!

Janie Richards, Austin, Texas

Just wanted to say thank you and give you a good review. I actually found that your test questions were harder than the actual exam and the explanations and the ability to create tests of all of my wrong answers helped me focus on my weak areas of the exam. I passed the first time and don't believe I couldn't have done it without your test bank. Thanks again.

Chris Porosky, FL

After trying numerous study materials, Solomon was the key to pass my Series 24. The live class was a perfect complement. Thank you Karen for your assistance!

Marie, Miami, FL