Series 65: 5.1 Types Of Clients

Taken from our Series 65 Online Guide

5.1 Types of Clients

Knowing your clients and their needs starts with being able to identify exactly what kind of clients they are. At a most basic level, clients can be separated into three groups—individuals, businesses, and trusts and estates. As an investment adviser, you are considered a fiduciary, mean

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Cheryl Fluker, Members Advisory Group, Williamsville, NY

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