Series 65: 4.5.8.2 Private Resales To Qualified Institutional Buyers—Rule 144A

Taken from our Series 65 Online Guide

4.5.8.2 Private Resales to Qualified Institutional Buyers—Rule 144A

As discussed above, purchasers of restricted securities are subject to holding periods. Rule 144A, however, allows issuers and non-issuers to sell restricted securities to qualified institutional buyers (QIBs) without restrictions. Once a qualified institutional buyer purchases a restricted security, it can sell it to other QIBs without re

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