Series 82: Branch Office

Taken from our Series 82 Top-off Online Guide

Branch Office

A branch office is any location where one or more associated employees is in the business of soliciting or effecting (but not executing) the purchase or sale of any security. An office responsible for supervising the activities of employees at one or more non-branch locations of the member firm is also designated a branch office.

+ Read More

More Series 82 Info

What are people saying?

Create an Account

Since you're reading about Series 82: Branch Office, you might also be interested in:

Series 50 - Broker-Dealer and Municipal Securities Dealer Records

Series 7 - 6.4. Exchange-Traded Funds (ETFs)

Series 3 - 7.3.2. Handling Customer Accounts

Series 54 - 1.3.1. General Information (Not Advice)

Series 53 - Electronic Municipal Market Access (EMMA): Underwriters

Series 79 - Dow Jones Industrial Average

Series 65 - Exercise

Series 65 - 8.8.2 Net Capital Requirements of IARs

Series 53 - Independent Consultants

Series 27 - Liquidation

Series 6 - 7.1.2.5. Liquidity Risk

Series 63 - Outside Business Activities

Series 66 - 2.4.4. Bond Certificates

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

The Solomon Exam Prep materials for the Series 82 were great. I felt very well prepared for the exam. I only studied for one full week (probably about 40 hours) and completed the exam in 30 minutes and passed! Thrilled with the results.

Jessica Kates, Carnegie Growth Partners LLC. Philadelphia, PA

I studied for the Series 7, 79, and 82 with Solomon Exam Prep, and I never scored lower than a 90% on the actual exam! The Study Guides are easy to understand, and the Online Exam Simulator really prepares you. I just purchased the Series 24 Essential Package today!

Michael McGregor, Focus Bankers, Charlotte, NC

Your content was phenomenal. I could not have done it [pass the Series 82] without you. Thank you!

Jonathan Livi, Uber Capital Group, Great Neck, NY

Passed my Series 82 comfortably with the Solomon Prep. Only studied for three weeks. Craig and team are very responsive. WOULD HIGHLY RECOMMEND over other exam prep.

Bryan Frinhani, Energy Financial Services. Norwalk, CT

I found the (Series 82) material from Solomon superior to the other major providers of these types of study guides. The online testing was also quite good and I loved the range of options (half tests, half tests with answers, full tests, etc.). Starting with half test with answers and working my way to full tests without answers built my confidence. Also, their customer service is second to none. If I had a question about the test, my email was answered within the day, as opposed to most companies, which is never. Thanks so much!

Jackson Stith, SyndiGate Capital. Miami, FL

Dear Solomon Exam Prep, Thank you for your great exam prep materials for the Series 82 Top-Off Exam...I recently took it and passed.

Mordechai Slovin, Palladium Capital Advisors, Israel