Series 14: 7.2.4.5.7. Active Military Service

Taken from our Series 14 Online Guide

7.2.4.5.7. Active Military Service

If a registered person enters active military service, that person will be placed on inactive status upon notification to FINRA. That person may no longer perform her normal duties but will remain registered for FINRA purposes. However, the firm may still allow that person to retain a share in the commissions from her former accounts.

Moreover, FINRA provides registration and licensing relief to FIN

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