Series 24: Scope Of The Uniform Practice Code

Taken from our Series 24 Online Guide

Scope of the Uniform Practice Code

The Uniform Practice Code (UPC) provides a set of uniform standards for use by NASD/FINRA member firms when clearing and settling transactions on the secondary OTC market. Its set of rules codify industry practices with respect to the delivery and payment of securities, reclamations and rejections, dividend distribution, close-out procedures, and dispute resolution

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Scope Of The Uniform Practice Code, you might also be interested in:

Series 79 - A.8.3. Cost Basis

Series 65 - Debt Securities

Series 24 - 4.6.3. Restrictions on Research Analysts

Series 22 - Disclosure Reporting to FINRA: Form U4

Series 24 - 2.6.6.1.3. Money Drawn from a Customer’s Account

Series 3 - 3.4.2.2. Cattle Feeding Spread

Series 26 - Notification of Net Capital Shortfall

Series 65 - Shareholders’ Equity

Series 79 - 12.1. Preparatory Tasks

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Finally! Having used the study material provided by my firm, I couldn't get over the passing level. Came out of pocket for Solomon, and passed [the Series 24] on the first effort - Thank you!

Scott Krogmann, Regions Bank, Knoxville, TN

As easy and painless as it could ever get (Series 24)!

Francis R., Hong Kong, China

I originally started studying for the series 24 with Test Teachers... After being frustrated with confusing material, out of date information, contradicting questions/answer/study guides, I bought Solomon's practice exams... After one test, two things became clear: I was grossly unprepared for the exam The material, though difficult, didn't have to be taught in such a confusing manner.I passed the 24 on the fist time because of the quality of the practice exams from Solomon. Thank you! Putting it another way...If you are using anyone else to study, you owe it to yourself and your efforts to buy the practice exams from Solomon to get a true judge of your studying efforts.

Will, Bainbridge Island, WA

I tried studying on my own using materials from another vendor, which was super wordy and lengthy. After much frustration, I looked for new study materials and discovered Solomon. It is concise, clear and presented well. The subject area quizzes and practice exams were unlimited and very helpful. Six weeks later I passed the Series 24 with an 85! I would not hesitate to use Solomon again, should the need arise.

Yasmeen M.

I passed the 24 the first time with the help of the Solomon materials. The online course and the exams really helped focus in and clarify what was important. I've recommended them to all of my colleagues!

Corrinne Kaucher

I was very impressed with all elements of Solomon's Series 24 offerings. Solomon provided an incredibly organized system for me to utilize, which kept me "on point" and focused. I felt good confidence going into the test because of the structured system that Solomon developed. I would certainly recommend Solomon to anyone that is taking the Series 24.

William Bundy, Bundy Group. Charlotte, NC