Series 54: Municipal Advisors And Associated Persons Must Be Qualified

Taken from our Series 54 Online Guide

Municipal Advisors and Associated Persons Must be Qualified

Municipal advisors or their associated persons may not engage in any municipal advisor activities unless they are qualified by the rules of the SEC. In most cases, an associated person will be qualified as a Municipal Advisor Representative by taking the Series 50, and qualified as a Municipal Advisor Principal by taking the Series 54.

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The Solomon material was invaluable in helping me pass this exam. The organization of the content, the tests, the video and lecture material, were all exactly on point. Thank you! (Series 54)

Mark Melio, Melio & Company, LLC. Northfield, IL

Thank you for the flexibility and the study material for 63, I ended up with an 87 thanks to your materials! Thank you Solomon!

Allen Ruffles

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David Latham, Butler Snow Advisory Services, Ridgeland, MS

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Candace Chavez, Cetera Investment Services. Wimberley, TX

Thank you...thank you. I took my Series 7 yesterday and passed....1st try. Read the whole book 3 times. My system was to go through and answer the questions I was positive about. Good guess at the others and park them for review. The hardest part is trying to understand what they are actually asking. This way I wasn’t bogged down and stressed being stuck on a question. Second time around go through all those parked questions...digging deeper...checking my calculations etc. again parking the ones that totally stumped me. Third time around....educated guesses and what seemed to make sense. Also, on my way there, I was picturing myself in the room....sitting at the computer (yes, I took a dry run to see the inside). It took that part of the unknown out of the equation. Be prepared for the masks and Covid precautions. Any options questions, as tricky as they make them, I would look at my charts and was able to make sense of what they were asking. Finished the test in record time. Being prepared gave me the confidence to get through it. Many thanks Lorraine

Lorraine Harrod, PNC, Lewes, DE

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Marie, Miami, FL