Series 54: Amendments To Exchange Act Section 15B

Taken from our Series 54 Online Guide

Amendments to Exchange Act Section 15B

Following the 2008 economic crisis, the Senate released a report focusing on fraud in the municipal market and the role it played in the collapse. The report determined that many municipalities had been taken advantage of by unregulated advisors who marketed swaps and other derivatives products to them.

In response, Dodd-Frank amended Exchange Act Section 15B, creating the new title of municipal advisor and requiring municipal advisors to be regis

+ Read More

More Series 54 Info

What are people saying?

Create an Account

Since you're reading about Series 54: Amendments To Exchange Act Section 15B, you might also be interested in:

Series 24 - Communications that Include a Recommendation

Series 53 - Initiating the Sale

Series 24 - Minimum Maintenance Requirement

Series 22 - 4.1.3. DPP Offering Practices

Series 53 - 6.2.3.3.4. Interest Payment Claims: Bearer Bonds

Series 53 - Exercise

Series 79 - Financial Markets

Series 24 - Clearance and Settlement: The Uniform Practice Code

Series 22 - Investment Income Limitations

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

The Solomon material was invaluable in helping me pass this exam. The organization of the content, the tests, the video and lecture material, were all exactly on point. Thank you! (Series 54)

Mark Melio, Melio & Company, LLC. Northfield, IL

Excellent exam preparation! Passed on my 1st attempt! SIE EXAM DO LOTS OF PRACTICE EXAMS, AND FLASHCARDS. I found the real exam question easier than the Solomon's ones. Thank you!

Gil Malamut, Prudential. New York, NY

I just passed the 82 on my first attempt. The study guide and unlimited practice study exams are priceless. I took full practice exams until I was scoring in the 90's and I'm glad I did. The questions on the actual exam were more difficult than any of my practice exams but I was able to think through them and apparently answer enough questions correctly. I truly wouldn't have passed this exam without all of the practice exams Solomon offered.

Adam Drewry, Parsonex Securities. Denver, CO

Great study materials. The program provided the information needed to successfully pass the Series 65. Thanks Solomon!

Bryan Acuto, Trust Advisory Group, Woburn, MA

As an international student from Bogota, Colombia who recently graduated from Principia College in Business administration and economics, I was looking for the best learning software alternative to study for the Series 65 exam. When I started using Solomon Exam Prep, I realized it was the best option due to its friendly platform, extensive question bank, detailed video lessons and meticulously written study guide for the test. As a native Spanish speaker, I was afraid that I wasn't going to understand, but thanks to Solomon Exam Prep's user friendly guide, I was able to understand every concept from multiple points of view with the help of the video lessons, study guide, note cards and audiobook. I am so grateful that I got to finish the program in 8 weeks start my training as an Investment Adviser Representative for Challenger Wealth Management at 24 years old!

Esteban Rojas Acuna, Challenger Wealth Management. Los Angeles, CA

Solomon Exam Prep was very thorough and prepared me not only for the SIE, but the practice questions were so in-depth I now feel prepared for the Series-7 top-off as well.

Steven Laesser, Raymond James, Saint Petersburg, FL