Series 54: Dodd-Frank Wall Street Reform And Consumer Protection Act

Taken from our Series 54 Online Guide

Dodd-Frank Wall Street Reform and Consumer Protection Act

The Dodd-Frank Wall Street Reform and Consumer Protection Act was passed in 2010 as a response to the economic crisis of 2008. The Act aimed to prevent another recession while bringing oversight to regulatory gaps in the financial market.

Dodd-Frank, as it is known, created n

+ Read More

More Series 54 Info

What are people saying?

Create an Account

Since you're reading about Series 54: Dodd-Frank Wall Street Reform And Consumer Protection Act, you might also be interested in:

Series 14 - 7.2.4.4. Persons Exempt from Registration

Series 54 - 1.3.5. Indirect Advice

Series 65 - 7.2.1.2.1 Long Positions in Margin Accounts

Series 51 - Supervisory Responsibilities

Series 52 - 6.3.2.1. Commissions and Fees

Series 14 - 9.1.3.2. Filing Requirements and Review Procedures

Series 24 - Delivery of a Prospectus

Series 24 - 3.4.1. Customer Trade Confirmations and Completing a Transaction

Series 7 - Chapter 17 Practice Question Answers

Series 50 - Statistical Section

Series 24 - Trade Reporting and Dissemination

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

The Solomon material was invaluable in helping me pass this exam. The organization of the content, the tests, the video and lecture material, were all exactly on point. Thank you! (Series 54)

Mark Melio, Melio & Company, LLC. Northfield, IL

I paid for the best package (Series 63 Total Study Package), and it was well worth the money!! Would use it again!

Greg Hensley

Used Solomon for my second & third time. First time I used a different company & day of test, I had no idea what I was reading. Second time, I bought Solomon a little too close to my test date, failed but had a higher score. Third Time, used strictly Solomon & passed! Cant thank Solomon enough, will recommend to everyone!

Ashley F, Citi. New York, NY

Feels so good to have passed! (Series 7) It was about as challenging as I thought it would be and I'm glad the study material prepared me for understanding the concepts, and not just memorizing terms and formulas. Only changed two of the 15 answers for questions I flagged for review and finished it with more than 90 minutes to spare. The relief I felt upon seeing "Pass" was awesome!
Used Solomon materials for both the SIE and S7. So grateful to these materials for helping me achieve a passing score on my first attempts of both exams. The study guide and videos were thorough, comprehensive and easy to follow. I found the pie charts extremely useful in helping me identify areas where I needed more study, and was grateful for the Pass Probability feature in giving me a bit of extra confidence before sitting for the exam. I would absolutely recommend all of their materials to anyone taking this journey.

Andrew Nerys, Square Inc. San Francisco, CA

Passed the 65 with an 80% and the 6 with an 87%. Passed both of them on the first try. I give the credit to Solomon. I've had a lot of my friends try other vendors but they were glad to take my advice and switch to Solomon. This course helps you understand the concepts so you can think out the uniquely crafted questions the actual tests ask. Thanks so much.

Gerald Barnes, Client One, Peoria, AZ

I just want to thank Solomon Exam Prep for a great semester! We taught this curriculum at Widener University for the first time. The Solomon team was great to work with! Always available, very responsive and eager to help. The online offering is very comprehensive and we didn't miss a beat when we switched to remote learning. The QwizBang game was a big hit with the students (although more fun when we were all in the same room.) I can't thank them enough for all that they have done.

Maggie Creed, Widener University, Chester, PA