Series 51: Availability Of MSRB Rules

Taken from our Series 51 Online Guide

Availability of MSRB Rules

Under MSRB Rule G-29, every broker-dealer must keep a copy of all MSRB rules in each office involved in municipal securities business. A broker-dealer must make MSRB rules available to customers promptly upon request.

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Solomon's materials were far superior to some of the competitors.

Michael

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Jason Smith, Primerica, Duluth, GA