Series 50: Attorney Exclusion

Taken from our Series 50 Online Guide

Attorney Exclusion

Attorneys who are providing legal advice or other traditional legal services to a municipal entity in regard to a municipal securities issue or other municipal financial product are excluded from the definition of municipal adviso

Since you're reading about Series 50: Attorney Exclusion, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 50
Please Enable Javascript
to view this content!