Series 7: 18.2.3 Municipal Securities Rulemaking Board

Taken from our Series 7 Top-off Online Guide

18.2.3 Municipal Securities Rulemaking Board

As we have seen, the Municipal Securities Rulemaking Board (MSRB) was created by the Securities Acts Amendments of 1975. The MSRB is a self-regulatory organization that is subject to oversight by the SEC. It was established to promote a fair and efficient municipal securities market. The MSRB is governed by a 21-member board composed of members from the public and regulated entities such as dealers and banks. Among the duties of the MSRB is to conduct

+ Read More

More Series 7 Info

What are people saying?

Create an Account

Since you're reading about Series 7: 18.2.3 Municipal Securities Rulemaking Board, you might also be interested in:

Series 14 - 3.1.2.2.2. Six-Year Records

Series 24 - 2.7.10.2. Permissible Use of Customers’ Securities

Series 65 - 3.5.2. Leveraged and Inverse ETNs

Series 66 - 1.1 Fundamental Analysis

Series 54 - Underwriter Disclosures to Issuers (MSRB Rule G-17)

Series 65 - The Investment Adviser Registration Process

Series 50 - Enforcement of MSRB Rules

Series 63 - 4.4.1.3.2 Trade Confirmations

Series 6 - 7.1. Types of Investment Risk

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Used Solomon for my second & third time. First time I used a different company & day of test, I had no idea what I was reading. Second time, I bought Solomon a little too close to my test date, failed but had a higher score. Third Time, used strictly Solomon & passed! Cant thank Solomon enough, will recommend to everyone!

Ashley F, Citi. New York, NY

The series 7 quizzes were what made the study material the best. I just passed the series 7, it was my second time with Solomon. I Passed the SIE first attempt with their study material and it took me until the second attempt to pass the series 7 with their study material. The unlimited practice quizzes was what helped me pass. What an exciting day! I will be using them for the next 63 or 66!

Patrick Deal, Cape Securities. Frisco, TX

When I was studying Series 7 TOP OFF, I enjoy reading everyone's reviews. It was another way of encouraging me. Thank you Solomon, help me pass my 7 ! I followed the four weeks schedule, didn't do anything more or less. Jeremy contacted me and share me with his strategy. I really appreciated it! Solomon helped me pass 63 two years ago. I am buying my s65 now! Thank you again for all your help!

Nora, PA

Just passed my Series 7 using Solomon Exam Prep! Have used Solomon for my Series 79 as well. Both study programs are excellent and felt well prepared sitting for my exams. Would recommend to others in the industry.

Natasha Trilli, Ocean Park. Houston, TX

My oldest son purchased your Solomon audio exam guide to pass his Series 7, and I did the same for the Series 65 exam at his recommendation. Although I am 62 and have been out of college for forty(40) years, I passed my Series 65 exam on my first try. This would NOT have been possible without your excellent study materials. Thank you! for the service you provide to all aspiring test takers where so much is on the line!

Most Sincerely,

David Hartzell

Cornell Capital Management

David Hartzell, Cornell Capital Management, New York

Thank you Solomon! I was able to pass the SIE, 7, 63 and 24 in a relatively short time period. The practice exams with answers really helped and when I had a question for The Professor, I always received a quick and accurate response. Solomon is definitely the way to go.

Seth Schader, CCO, Mercer Island, WA