Series 7: 12.1.5 The Syndicate

Taken from our Series 7 Top-off Online Guide

12.1.5 The Syndicate

In most cases, the underwriter that is selected by the issuer will not want to bear all the financial risk of the offering. For this reason, the underwriter will invite other investment banks to join in the underwriting. This group of underwriters is called the syndicate. Syndicates are ty

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