Series 7: 3.6.24 Rule G-24—Prohibited Uses Of Proprietary Information By Fiduciaries

Taken from our Series 7 Top-off Online Guide

3.6.24 Rule G-24—Prohibited Uses of Proprietary Information by Fiduciaries

Broker-dealers with access to confidential, nonpublic information concerning the ownership of municipal securities that was obtained in the course of acting in a fiduciary capacity may not use that information to buy or sell those securities or make use of such information for their financial gain, except with the issuer’s consent.

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Completing the Series 7 was a requirement for my current position. After seeing the material and dedication Solomon Exam Prep put into the SIE material, I knew Solomon’s material would be perfect for me again. I had access to STC material and tried to go through it first but it was too content heavy and at certain points, very confusing. I decided to move back over to Solomon for the 7 and was blown away yet again by how great the material is. Solomon has figured out how to properly prepare people for this exam in my opinion. Solomon Exam Prep focuses on teaching the concept rather than bogging you down with so much material. THAT IS SO HELPFUL! Of course the material is important but it’s extensive. After using Solomon Exam Prep for the Series 7, I was able to fully understand the concepts which made it so much easier to select the best questions on the exams. All the other training programs bury you deep with content, which makes it almost impossible to understand the concepts. If you get questions on the exam that you have not seen before, only knowing specific material will not help you. But if you understand the concepts (like Solomon Exam Prep helped me do) you can break down the question and find the best answer based on your understanding of the concept as a whole. That’s a much better method and Solomon Exam Prep has figured this out! I strongly suggest buying the study guide. You won’t regret it!

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Alex

Jeremy, I passed the Series 7 yesterday with an 87% using only your book and online practice tests. Thanks!

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