Series 7: 3.3.2.1.1 Preliminary Official Statement

Taken from our Series 7 Top-off Online Guide

3.3.2.1.1 Preliminary Official Statement

The preparation of the official statement, led by the financial advisor, is completed in two steps. The preliminary official statement describes the pertinent details of the municipal bond issue before its price and interest rates have been determined. Once the pricing elements have been decided, they are added to the preliminary official statement, and the new document is published as the final official statement.

The preliminary official statement details the purposes and essential terms and conditions of the bond issue, such as the loan amount, maturity structure of the bond (whether serial or term), and redemption provisions (if the bond is callable). Othe

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David Hartzell, Cornell Capital Management, New York

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