Series 79: “Written Communication” Defined

Taken from our Series 79 Top-off Online Guide

“Written Communication” Defined

Under Rule 405, “written communication” includes written, printed, and graphic communications. Consistent with Section 2, a written communication also includes a radio or television broadcast, regardless of how it is transmitted (meaning that a webcast counts). The definition of “gr

+ Read More

More Series 79 Info

What are people saying?

Create an Account

Since you're reading about Series 79: “Written Communication” Defined, you might also be interested in:

Series 26 - Customer Complaint Records

Series 66 - 9.5.4. Advance Directives

Series 65 - Fiduciary Accounts

Series 52 - 1.5. Municipal Notes

Series 65 - 4.2.2 Hedging Strategies

Series 7 - 3.2.3 Other Types of Municipal Bonds

Series 66 - Fraud

SIE - Exercise

Series 66 - Yield

Series 22 - 6.6.2.4. Restrictions and Heightened Supervision During the Appeals Process

Series 50 - Credit Risk and Ratings

Series 66 - Chapter 9 Practice Questions

Series 26 - Chain of Command

Series 7 - 14.6.4 DVP/RVP Accounts

Series 52 - Rule G-34—CUSIP Numbers

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Solomon has been hugely helpful to me. In 2022, they helped me prepare for the SIE, Series 63, and Series 79 exams, and I passed all 3 on the first try. I give huge credit to their focused materials and suggested timelines for keeping me on track!

William Windham, Solebury. Brooklyn, NY.

I used Solomon Exam Prep for both my Series 79 and 63, and was extremely happy with my passing results! Their system is excellent, and the exam simulator is on target. I recommend that once you've taken several full practice exams, you return to the underlying material to read it again - this helps all the details "click." Best of luck, I'd definitely recommend Solomon.

Leah Matsil, JPMorgan Chase, New York, NY

I took the test yesterday and passed! I think I started your program on Monday. I have 15 years of banking experience but needed to retake exams as they lapsed between out of industry jobs. Despite the experience, all of the specifics around the number days you have pre and post certain events for a filing etc. needed to be refreshed.

The unlimited question data bank was exactly what I was looking for and the searchable online guide was a bonus. As I was preparing, the online module allowed me to both understand why a particular answer was incorrect and then quickly cross reference the course material to ensure I understood other nuances as well around the subject matter.

I have made a recommendation to our compliance team to use Solomon and will to others as well.

Neil Kahrim Hernshed Partners New York, NY

I studied for the Series 7, 79, and 82 with Solomon Exam Prep, and I never scored lower than a 90% on the actual exam! The Study Guides are easy to understand, and the Online Exam Simulator really prepares you. I just purchased the Series 24 Essential Package today!

Michael McGregor, Focus Bankers, Charlotte, NC

Solomon's Series 79 materials are clear and concise. They were recommended to me over other prep material companies. Above all, the full exam simulator was essential in gaining familiarity, comfort and speed on exam day. I felt prepared and passed the exam the first time around.

Carlos Medina, New Century Capital Partners, Inc., Charlotte,NC

Just passed my Series 7 using Solomon Exam Prep! Have used Solomon for my Series 79 as well. Both study programs are excellent and felt well prepared sitting for my exams. Would recommend to others in the industry.

Natasha Trilli, Ocean Park. Houston, TX