Series 79: Registered Direct Offerings

Taken from our Series 79 Top-off Online Guide

Registered Direct Offerings

A registered direct securities offering (RDO) is an alternative to both traditional public offerings and PIPEs. In an RDO, a company issues securities, typically common stock, to a small number of investors pursuant to an existing shelf registration. The issuer usually seeks the assist

Since you're reading about Series 79: Registered Direct Offerings, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 79
Please Enable Javascript
to view this content!