Series 3: 7.3.4.1. Monthly Statements To Customers

7.3.4.1. Monthly Statements to Customers

By the close of the last business day of each month, each FCM must promptly furnish its customers with a written statement that shows the following for each commodity futures position:

• • The open contracts and the prices at which they were bought or sold
• • The net unrealized profits or losses in all open contracts marked to the market
• • Any futures customer funds carried with the FCM

For each commodity options position, the statement must show:

• • All options purchased, sold, exercised, or expired