Series 3: 1.3.4.4.5. Delivery Notice

Taken from our Series 3

1.3.4.4.5. Delivery Notice

Contracts that are not offset by the first notice day risk receiving a delivery notice from the clearinghouse. A delivery notice may be transferable or non-transferable, depending on the product. With a transferable notice, the buyer of the contract has the option of accepting delivery or of selling an offsetting contract on the exchange floor and transferring the notice to another buyer. This is known as retendering the notice (a delivery notice is also called a tender notice). Retendering

+ Read More

More Series 3 Info

What are people saying?

Create an Account

Since you're reading about Series 3: 1.3.4.4.5. Delivery Notice, you might also be interested in:

Series 52 - 8.4.1.1.2. Customer Protection Rule (Rule 15c3-3)

Series 24 - Supervisory System

Series 65 - 5.3.3.4 Growth vs. Value Management

Series 7 - 5.1 Simple Options: Puts and Calls

Series 65 - Other Types of Bonds

Series 28 - Conditions of Associated Person Membership

Series 51 - Rule G-37—Regulation of Political Contributions

Series 65 - 5.1.1.3 Qualified Domestic Relations Orders (QDROs)

Series 7 - 17.6.5.4. Best Execution and Interpositioning

Series 65 - Net Capital Requirements of Broker-Dealers

Series 50 - Yield to Put

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would heartily recommend Solomon for anyone studying for the Series 3. The materials are comprehensive, the bank of questions vast and the responsiveness to questions incredibly impressive and detailed. I passed first time and that in no small part is down to Solomon.

David Woolfenden Totem London

Great service, practice questions and mock exams were the key to passing. (Series 3)

Darragh Lenihan, Global Commodities Holdings Limited. Singapore

I initially studied using a different exam prep course (The Securities Institute of America). I waited until I consistently passed the practice exams with a score over 90% before I took the actual exam and unfortunately I failed the exam on my first attempt. I discovered and purchased the Solomon Exam Prep and immediately noticed the studying material was more in depth. I waited until my practice exam score was consistently over 85% and I went to take the actual exam and passed. Thank you so much!! (Series 3)

Joshua Turner, J.D. Turner Capital, LLC, Baltimore, MD

A more recent update after taking my Series 7 exam: Within one year of joining the financial industry, Solomon materials have gotten me a 100%, 4 for 4 pass rate with the SIE, S6, 63 and S7 all completed within 10 months. Once again, the materials and practice tests prepared me for the S7 exam better than I could've imagined. I will continue to refer people to Solomon, as the material, customer service, and whole experience has been unmatched.

Alex Coyne, Northwestern Mutual. Pensacola, FL

I used Solomon Exam Prep for both the Series 7 and the 66 which I took within a couple of months of each other. I smoked both tests with an 85% and an 88%. Well above the passing score. The books have just enough humor to keep things interesting and the practice tests and quizzes are phenomenal. If you want to get the most out of these programs pound out as many practice test as you can.

K. Nick Thoeni, Gilroy, CA

Awesome customer service and material. Will definitely be a returning customer

Michael, MM Financial Planning. New York, NY