Series 6: Exercise

Taken from our Series 6 Top-off Online Guide

Exercise

Choose which document the information appears on.

  1. A. Order ticket
  2. B. Trade confirmation
  3. C. Both the order ticket and trade confirmation
  4. 1. _____ Name of security
  5. 2. _____ Commission paid for the transaction
  6. 3. _____ Time and date of the transaction
  7. 4. _____ Type of order (e.g., market, limit, stop-loss)
  8. 5. _____ Na

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