Series 6: 4.1.1.2.7. Transfer Rights

Taken from our Series 6 Top-off Online Guide

4.1.1.2.7. Transfer Rights

Common stockholders also have the right to sell or transfer their shares in the public market at will. Once shares have been issued and purchased in the primary market, they may be freely traded in the secondary market. Here, stocks may be bought and sold at auction on an exchange, such as the New York Stock Exchange, or they may be bought and sold at negotiated prices in the over-the-counter market.

+ Read More

More Series 6 Info

What are people saying?

Create an Account

Since you're reading about Series 6: 4.1.1.2.7. Transfer Rights, you might also be interested in:

Series 66 - Exercise

Series 66 - Real Estate Limited Partnership (RELP)

Series 26 - Code of Arbitration

Series 7 - Exercise

Series 65 - 5.1.2.3. Limited Liability Companies (LLCs)

Series 53 - 4.2.2.1.2.1. Continuing Disclosure Agreement

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I was struggling with my Series 6. I was referred to Steve Kaplan by a colleague. Steve told me to throw away my other study materials from the other school and use the Solomon Products. I found the information to be easier to understand. Along with Steve's test taking tips, I passed my Series 6 with no problem

Ruby Crenshaw, The Crenshaw Agency. Atlanta, GA

I have passed the Series 6, 63, and 26 on my first tries, all with the excellent training offered by Solomon. I'll never use another platform for my material.

Jodee Hempel, Woodmen Financial Services. Omaha, NE

After failing the SIE with a different study company, I passed after using Solomon! I then passed the S6, S63 and S65 on the first try after studying with Solomon materials! I loved how easy the material was to comprehend and the practice tests were amazing! I felt well prepared for each test! Thank you Solomon!

Sara Hays, State Farm. Atascadero, CA

THANK YOU SOLOMON! I passed the SIE in December and Series 6 in February. I do not have a background in finance. The study materials prepared me wonderfully for the exams. I used the study schedule - took a ton of practice exams and re-read the material. Also, the testimonials were very encouraging, so I had to share that I had the same amazing experience. Thank you so much!

Candace Chavez, Cetera Investment Services. Wimberley, TX

My sincere thanks and appreciation to the team at Solomon. I've used your materials to pass the SIE and Series 6, both on the first try, and today with your help, I have passed the Series 26 exam on the first try as well! Thank you for the excellent materials and assistance!

Kristina Ribali, MWA Financial Services. Ave Maria, FL

I just took my SIE, Series 6 and Series 63 exams — I took them all on the same day (would recommend breaking them into separate days if you can, but I had specific work reasons I had to get them done). In any event, I PASSED all 3 exams. I used the Solomon materials and was extremely satisfied. Great study materials, I couldn’t have done it without your help. Thank you!

Glenn M., Detroit, MI