Series 99: 2.3.2.1.2 Reserve Bank Account

Taken from our Series 99 Top-off Online Guide

2.3.2.1.2 Reserve Bank Account

The customer protection rule also restricts the use of customer cash or margin securities to activities directly related to financing customer securities purchases. The firm cannot use customer property for its own operations without the customer’s written consent. The

+ Read More

More Series 99 Info

What are people saying?

Create an Account

Since you're reading about Series 99: 2.3.2.1.2 Reserve Bank Account, you might also be interested in:

Series 79 - Convexity

Series 24 - 2.7.9.1. SIPC Rules

SIE - Exercise

Series 79 - Step Five: Conducting a Sensitivity Analysis

Series 66 - Facts to Memorize About IRAs

Series 54 - 3.1.2. Form A-12

Series 26 - Joint Accounts

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I studied for both the SIE and the Series 99 with Solomon. Both texts more than prepared me for the exam. The practice questions in particular were extremely helpful and were even a bit more challenging than the actual exams. After reading and annotating both textbooks twice and taking each quiz multiple times to the point that I received high scores on each, I was confident taking the exam. Although there were a few questions here and there on the exams that seemed to be outside the scope of the material and had some differently worded questions, the quiz questions were quite in line with the actual exam. I passed both exams my first try. I highly recommend Solomon study material.

Eric Cunningham PNC Pittsburgh, PA

For the Series 99 I bought and studied the STC and the Kaplan study manuals and test banks but I pattern matching questions versus fundamentally understanding the content. I stumbled upon the Solomon test bank during a Google search and I am glad that I did. The Solomon test bank went into a lot more detail in the answers which allowed me to better understand the actual content versus just pattern recognition in the questions. Some have said that the Solomon test bank is harder than the test which I think may be true but learning the content at this level of detail is how I was able to feel confident walking in and walking out with a pass on the first attempt.

Garry Kindred Denver, CO

I passed my exam! The Solomon practice tests were equal or hard than the Series 99 questions which helped me crush it! Solomon was a 10/10 experience and I will definitely recommend it to any friends and work peers. It was lifechanging.

Alyssia Simpson. Denver, CO.

I got my undergrad degree in musical theater, never having studied or practiced anything regarding securities. I've been working as an actor over the last 10 years, and figured the Covid-19 quarantine presented an opportunity to learn something new. Solomon took me from knowing NOTHING about securities to passing the SIE on the FIRST TRY! I finished in under an hour and felt extremely confident about the entire test. I read every chapter twice, watched all the video tutorials, listened to the audiobook while driving, and took a large amount of practice exams. Do this - and you will be over prepared - I promise. I will absolutely be using Solomon again for any top-off exams!

Corey Cott, Philadelphia, PA

Jeremy and Tim were extremely helpful in helping me get through some of the tricky parts of the Series 50 exam. Your customer service was top notch and I would highly recommend Solomon to anyone sitting for this test.

Joe M, MBS, Inc, Atlanta, GA

I passed first try! Three hours and forty-five minutes might seem like a long time, but it flew by. The Solomon Exam Prep conditioned me very well. Utilizing the chapter quizzes and practice exams really helped apply my learning, and also helped with time management. (Series 7)

Ryan Thibault, PNC Investments. Lakewood, OH.