Series 99: 2.1.3.1.2 Alternative Display Facility

Taken from our Series 99 Top-off Online Guide

2.1.3.1.2 Alternative Display Facility

Exchange-listed securities that trade over-the-counter may also be displayed and reported on FINRA’s Alternative Display Facility (ADF). Market makers and ECNs (Electronic Communications Networks) may use this facility to display their quotes. The ADF is particu

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