Series 99: 1.2.5.4.3 Rejection And Reclamation

Taken from our Series 99 Top-off Online Guide

1.2.5.4.3 Rejection and Reclamation

A buyer may reject the delivery of a security if it was not delivered in good form. This is called a rejection. For example, the buyer would be able to reject a security that was delivered with a mutilated certificate, improper assign

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