Series 99: 1.2.3.5.1.1 Check Issuance By Broker-Dealers

Taken from our Series 99 Top-off Online Guide

1.2.3.5.1.1 Check Issuance by Broker-Dealers

A brokerage firm may need to issue a check to a customer for any of several reasons. For example, a customer may want to receive dividend or interest accruals in cash rather than reinvesting them. A customer

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