SIE: 9.2.4. No Marking The Open/Marking The Close

Taken from our SIE Online Guide

9.2.4. No Marking the Open/Marking the Close

Marking the open and marking the close refer to making multiple trades minutes after the opening or minutes before the closing of the market in order to manipulate the price of the security. This type of manipulation is sometimes referred to as “stuffing” or “owning” a security.

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Since you're reading about SIE: 9.2.4. No Marking The Open/Marking The Close, you might also be interested in:

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Series 26 - Non-Cash Compensation

Series 27 - Trading Ex Interest

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