Series 24: Firewall Between A Member Firm And A Subject Company

Taken from our Series 24 Online Guide

Firewall Between a Member Firm and a Subject Company

FINRA also requires a firewall to be established between a member firm and a company that is the subject of a research report. A member firm may not submit any portion of a research report to the company prior to the publication, except as necessary to verify the factual accuracy of its information. If sections of a report must be s

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Firewall Between A Member Firm And A Subject Company, you might also be interested in:

Series 24 - 4.1.10. Communications Guidelines: Cooling-Off Period

Series 27 - Verification by Principal

Series 3 - 2.2.3.1.1. Conversion Factor and Adjusted Futures Price

Series 99 - 2.4.1 Lifetime Records

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I was very apprehensive about the Series 24 exam prior to taking it. Everyone I knew who had taken it informed me that it was an incredibly difficult test, with questions that were meant to trick you. After following Solomon's six week study outline and making flashcards for my weakest areas, I was averaging in the high 80s on the Solomon practice exams. That gave me the confidence I needed to walk into the test center feeling prepared, and the knowledge I needed to walk out of the test center having scored an 88. I am now recommending the Solomon Series 24 materials to everyone at the office!

Janie Richards, Austin, Texas

I took another vendors 24 course but it did not compare to how Solomon Exam Prep for Series 24 prepared me. The material and practice exams, especially the timed exams, were broken up by sections, similar to the FINRA Exam. This really helped in allowing me to understand which section(s) I needed to spend more time on/hit harder. Thank you Solomon!!!

Jim Ruckman, Mass Mutual

Recently passed the Series 24 Exam. I owe it to the Solomon Exam Prep series. The format of study and testing preparation was easy to follow and comprehend. I had taken the exam before and used study material through a different provider. It did not give me the sense of readiness in the "connection of the dots" and time-management like the Solomon series did. Such a relief to see the word PASS.

Hope Brackin, Cambridge Investment Research, Inc., Auburn, AL

Studying for the 24 was not easy. I felt Solomon's course materials and online portal prepared me well for passing the exam in the first try. The study material was NOT overwhelmingly thrown together and I found the study program to be manageable and focused. Got me through the study period of about 4-5 weeks. I would recommend Solomon over the other courses.

Ajay A, CT, Series 24

As easy and painless as it could ever get (Series 24)!

Francis R., Hong Kong, China

I passed my Series 24 with two weeks of nearly full-time study, using the textbook, the online class, and the exam simulator. The textbook was very readable and helpful in providing complete explanations, as well as helpful memorization tips. The online class and pre-recorded sessions were crucial to get through all of the material and put it in relative context. It was helpful to be able to have questions answered instantly and via email afterward. The online simulator questions were just like the exam questions, and the immediate feedback function was essential for learning from the practice quizzes and exam. I needed every minute of my study and practice time to count, and Solomon Exam Prep made it possible. Thank you!

T. Richmond, Bethesda, MD