Series 24: Firewall Between The Research And Investment Banking Departments

Taken from our Series 24 Online Guide

Firewall Between the Research and Investment Banking Departments

FINRA requires a “firewall” between a company’s research and investment banking departments. That is, research analysts may not be supervised or controlled by any employee of the member firm’s investment banking department, nor may any member of that department exe

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I stuck to the outline day by day and it really helped me with sticking to a routine and curriculum. I passed the Series 24 on my 1st try! Would definitely recommend this to anyone in the Securities Industry.

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