Series 24: Exemptions From The Registration Process

Taken from our Series 24 Online Guide

Exemptions from the Registration Process

While most securities sold in the U.S. must register with the SEC, the Securities Act of 1933 exempts certain kinds of securities from registration. Examples of exempt securities are:

• U.S. Treasuries
• Municipal securities
• Securities issued or guaranteed by a federal agency (CMOs and MBSs)
• Securities issued by a nonprofit (including church bonds)
• Commercial paper (debt securities that mature in under nine months)
• Banker’s acceptances (debt securities that mature in under nine months)
• Bank securities (not including bank holding companies)
• Eurobonds

Securities that are non-exempt incl

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Exemptions From The Registration Process, you might also be interested in:

Series 65 - Chapter Four Practice Questions

Series 53 - Continuing Education Requirements

Series 28 - Delivery vs. Payment

Series 22 - 2.2.1.3.2. Declining Balance Depreciation

Series 66 - 9.1.6.1 Common Categories of Investment Advisory Fraud

SIE - Exercise

Series 28 - Next-Day Notification

Series 53 - 6.2.1.3. Customer Trade Confirmation

Series 65 - Right to a Residual Claim During Liquidation

SIE - 1.3.4. Transfer of Common Stock

Series 27 - Specified Settlement Instructions

Series 66 - 1.1.1.1 Gross Profit

Series 63 - 1.3.2.1. Disciplinary Action Against an IAR

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I just took the Series 24 and passed with an 80%. I couldn't have done it without the Solomon test simulator.

Joseph Shapiro, Edward Jones Investments, St. Louis, MO

I really liked the Solomon study materials. They did a really nice job of explaining the material in plain language. I have a really long commute and the audio books came in really handy!! I would recommend the Solomon study materials!

Jessie Urban, Securities America Inc, LaVista, NE

I watched the videos twice, took notes from them, and took hundreds of practice problems. The test simulator was the best part of the program. I found it helpful that you could go back and look at the questions you missed and use them to help refine what to study. I definitely would recommend the program. Get 85%+ on the practice and you should pass the 24.

Kris Nyden, Seattle, WA

I wanted to let you know I passed the exam [Series 24] this morning! The practice exams were invaluable. Thank you for your extra help and suggestions. I have recommended this to two of my co-workers who will be taking the Series 7 this year. I will say, the 24 was worded so tricky. And so much irrelevant info put into the questions. I had to write down pieces of the question to get the gist of what it was asking. Very purposfully confusing. But it's over and I'm thankful for your product. Thx again

Karmen Richards, Multi Financial Securities, Greensboro, NC

I took another vendors 24 course but it did not compare to how Solomon Exam Prep for Series 24 prepared me. The material and practice exams, especially the timed exams, were broken up by sections, similar to the FINRA Exam. This really helped in allowing me to understand which section(s) I needed to spend more time on/hit harder. Thank you Solomon!!!

Jim Ruckman, Mass Mutual

I recently passed my Series 24 using Solomon Exam Prep! It was the hardest exam I've taken to date. I found all the practice exams with specific feedback to be the most helpful, though the audiobook was very helpful as well.

Diane Pouliot, RBC, Minneapolis, MN