Series 24: Acceptance, Waiver And Consent

Taken from our Series 24 Online Guide

Acceptance, Waiver and Consent

Once the Department of Enforcement or Department of Market Regulation believes a violation has been committed, the representative or member has two choices. The person can either admit to the violation and file a letter of Acceptance, Waiver and Consent (AWC) before a formal complaint has been issued, or the person can fight the allegation and allow the issuance of a formal complaint. After a formal complaint has been issued, the person can still settle at any time according to the procedure above.

If the person executes the AWC letter, the person accepts a finding of violation, consents to s

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Studying for the 24 was not easy. I felt Solomon's course materials and online portal prepared me well for passing the exam in the first try. The study material was NOT overwhelmingly thrown together and I found the study program to be manageable and focused. Got me through the study period of about 4-5 weeks. I would recommend Solomon over the other courses.

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