Series 24: Use Of Manipulative, Deceptive, Or Other Fraudulent Devices

Taken from our Series 24 Online Guide

Use of Manipulative, Deceptive, or Other Fraudulent Devices

FINRA prohibits member firms from transacting in securities by means of manipulative, deceptive, or other fraudulent devices. The prohibition includes purposefully making any untrue statement of a material fact or omitting a material fact when discussing a particular investment. This broad rule has been used over the years to address a wide range of mi

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Use Of Manipulative, Deceptive, Or Other Fraudulent Devices, you might also be interested in:

Series 53 - Securities Exempt from Registration

Series 53 - VRDO Reporting Requirements

Series 65 - 7.2.1.2.2.2 The Price Increases

Series 51 - Municipal Securities Rulemaking Board (MSRB)

Series 24 - Regulation M, Rule 105– Short Selling inConnection with a Public Offering

Series 24 - 3.2.6. Prime Brokerage Accounts

Series 26 - Partnership Accounts

Series 24 - SEC Rule 15c2-11

Series 66 - 2.1.1.8. Right to Sue for Wrongful Acts

Series 14 - 2.7.4.1. Buy-Ins

Series 53 - Securities Records

Series 7 - 11.1.2. Filing Requirements and Review Procedures

Series 28 - FINRA Recordkeeping Requirements

Series 54 - 2.2.2.10. Other Important Information from Rule G-42

Series 28 - Selling to Restricted Persons

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I watched the videos twice, took notes from them, and took hundreds of practice problems. The test simulator was the best part of the program. I found it helpful that you could go back and look at the questions you missed and use them to help refine what to study. I definitely would recommend the program. Get 85%+ on the practice and you should pass the 24.

Kris Nyden, Seattle, WA

I passed the Series 24 on the first try with an 80%! This was the highest of all of my Series exam scores and I attribute much of my success to Solomon's amazing study materials. The practice exams are spot-on and the video lectures were a great supplement to the readings. I suggest following the study schedule Solomon provides for a successful outcome!

Katelyn H, Las Vegas, NV

Stick to the plan and pass! 4 times in a row, 7, 63, 24 and now 79. You can't beat the Solomon materials.

Eric Altmann

Taking the Series 24 class with Karen Solomon this week helped reinforce the data that I learned, and I passed my exam! The material was thorough and the exam simulator was an excellent tool to test your knowledge. Thank you Karen!

Karen Lessard, Concorde Investment Service Frisco, TX

I originally started studying for the series 24 with Test Teachers... After being frustrated with confusing material, out of date information, contradicting questions/answer/study guides, I bought Solomon's practice exams... After one test, two things became clear: I was grossly unprepared for the exam The material, though difficult, didn't have to be taught in such a confusing manner.I passed the 24 on the fist time because of the quality of the practice exams from Solomon. Thank you! Putting it another way...If you are using anyone else to study, you owe it to yourself and your efforts to buy the practice exams from Solomon to get a true judge of your studying efforts.

Will, Bainbridge Island, WA

I used Solomon to sit Series 24 and Series 79, passing with 81% and 88% respectively. Having looked at other material providers, Solomon stands out because of their prompt replies to student questions and the completeness of the answers provided – they are the best out there!

Chris Brice,CFA Bell Potter Cantley, Québec, Canada