Series 24: Non-Branch Locations

Taken from our Series 24 Online Guide

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Non-Branch Locations

Unregistered offices, or non-branch locations, include:

• Any office location established solely for customer service and/or back office type functions where no sales activities are conducted
• An employee’s private residence, if:
» Only resident employees who are immediate family members operate there
» The employee does not meet with customers there
» Neither customer funds nor securities are handled at that location
» The location is assigned to a branch office and

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