Series 24: Member Supervisory Procedures And Controls

Taken from our Series 24 Online Guide

Member Supervisory Procedures and Controls

FINRA Rule 3110 outlines in detail a procedural framework by which a supervisor’s responsibilities will be known and procedures set in place for their executi

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I took another vendors 24 course but it did not compare to how Solomon Exam Prep for Series 24 prepared me. The material and practice exams, especially the timed exams, were broken up by sections, similar to the FINRA Exam. This really helped in allowing me to understand which section(s) I needed to spend more time on/hit harder. Thank you Solomon!!!

Jim Ruckman, Mass Mutual

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