SIE: Board Of Directors

Taken from our SIE Online Guide

Board of Directors

Regarding the board of directors, at least one class of directors must come up for reelection each year. The purpose of forming classes of directors is to stagger t

+ Read More

More SIE Info

What are people saying?

Create an Account

Since you're reading about SIE: Board Of Directors, you might also be interested in:

Series 24 - First Trade in a Long Market Account

Series 54 - Chapter Three Practice Questions

Series 66 - 3.1.3.2 Mutual Fund Shares (A, B, and C Shares)

Series 6 - Series 6 Online Guide

Series 51 - Opening Institutional Customer Accounts

Series 65 - Demand deposits

Series 24 - 4.1.5.3. SEC Registration Forms

Series 14 - 9.1.2.3. Omitting Prospectus

Series 66 - Exercise

Series 63 - Registration of Securities

Series 65 - Offers, Sales, and Other Transactions

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I only used the exam simulator and it was the best decision I made! I read a different textbook and used Solomon solely for test prep questions. I promise you the $70 or so this cost is 100% worth it. Every question that I got on my exam (May 2020) was related to all the questions asked in the Solomon exam simulator. If you are willing to put in the work and take all of the chapter quizzes and then take 5 each of the time/not timed exams you will pass. Another good thing is that you can download their app and take exams on your phone - I found this very useful when I didn't want to always be on my laptop all day.

Nick Sciortino, Barrington, NJ

A more recent update after taking my Series 7 exam: Within one year of joining the financial industry, Solomon materials have gotten me a 100%, 4 for 4 pass rate with the SIE, S6, 63 and S7 all completed within 10 months. Once again, the materials and practice tests prepared me for the S7 exam better than I could've imagined. I will continue to refer people to Solomon, as the material, customer service, and whole experience has been unmatched.

Alex Coyne, Northwestern Mutual. Pensacola, FL

I utilized the Solomon SIE and Series 6 Top-Off study guide package. I passed on the first time by following the exact recommendations. While the test is different than the study exam questions it covers the content in a detailed way preparing you to successfully pass the exam. Great product and customer service!

Michael Gehrich, Allstate Insurance, Ft Myers, FL

Thank you so much Solomon Prep for helping me to be able to successfully pass all three of my exams (SIE, Series 7 and Series 66) in a relatively short period of time. The exam packages were excellent! I will continue to refer people to your amazing program!

Jessica Macci, Goldman Sachs. Albany, NY

I passed the SIE on my first attempt thanks to Solomon Exam Prep's structure and chapter guides consolidating a large amount of information into easy to learn material. I did not study finance in College and have been in Compliance for the better part of my career. This has been a validating experience thanks to Solomon Exam Prep.

Marlon Gonzalez-Perez, Tradition. New York, NY

I passed the SIE with the help of the practice exams from this course. The practice exams from this course seemed a bit needlessly difficult compared to the actual exam I took. While it prepared me well, it caused a lot of unnecessary stress. Don’t over do it on the practice exams.

Christian Heer, Merrill lynch . Los angeles, CA