Series 24: Regulation SP

Taken from our Series 24 Online Guide

Regulation SP

In 1999, the Graham-Leach-Bliley Act allowed commercial banks, investment banks, and insurance companies to combine into one large conglomerate enterprise. Because this combination into a larger firm raised the possibility of one part of the company sharing customers’ private information with other parts of the firm, the Act included requirements that the SEC create a set of custome

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Regulation SP, you might also be interested in:

Series 7 - 8.2.7.4 Required Minimum Distributions

Series 65 - 1.5.1.2.8 Opportunity Cost

Series 66 - Features of Annuities

Series 53 - 3.6.5 Rule G-5—Transactions Must Conform to MSRB and Other Agency Rules

Series 24 - 3.9.4. Non-Qualified Retirement Plans

Series 65 - 6.1.1.1.2.2. Determining the Basis of Mutual Fund Shares

Series 14 - 5.1.4.1. Designation of OSJ General Securities Principal

Series 14 - 5.1.6.1. Supervisory Control Procedures

Series 52 - Control Relationships

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Just passed the Series 24 on my first attempt. Not an easy exam so put the time in. I used the Video Lectures and the Exam Simulator from Solomon. Great resources of information!

Shawn McClain, Natixis, Charlotte NC

I passed the S24 today with a score of 80. Your study guide is great!!!

A.T.

I used Solomon to sit Series 24 and Series 79, passing with 81% and 88% respectively. Having looked at other material providers, Solomon stands out because of their prompt replies to student questions and the completeness of the answers provided – they are the best out there!

Chris Brice,CFA Bell Potter Cantley, Québec, Canada

I really liked the Solomon study materials. They did a really nice job of explaining the material in plain language. I have a really long commute and the audio books came in really handy!! I would recommend the Solomon study materials!

Jessie Urban, Securities America Inc, LaVista, NE

I was very apprehensive about the Series 24 exam prior to taking it. Everyone I knew who had taken it informed me that it was an incredibly difficult test, with questions that were meant to trick you. After following Solomon's six week study outline and making flashcards for my weakest areas, I was averaging in the high 80s on the Solomon practice exams. That gave me the confidence I needed to walk into the test center feeling prepared, and the knowledge I needed to walk out of the test center having scored an 88. I am now recommending the Solomon Series 24 materials to everyone at the office!

Janie Richards, Austin, Texas

I passed the 24 with the help of the audio, book and test questions. I previously took this test and failed walking away with the thought nothing I studied looked familiar. I also didn't really understand how certain areas functioned... but found the information provided with Solomon worked best for me. The flow charts and extra resources section were extremely helpful in breaking down sections of this "Dry" test. The audio was great to review and the book format was easy to read and concise. I felt almost every question I knew what they were asking and I was able to eliminate one or two questions. Don't waste your money with other sites. Solomon will allow you to pass on the first time. Good luck!

Matthew D., Orange County, CA