Series 24: Rule 15g-3 – Broker-Dealer Disclosure

Taken from our Series 24 Online Guide

Rule 15g-3 – Broker-Dealer Disclosure

The firm must provide customers with the current market bid and offer, if any, for the penny stock. This is to prevent broker-dealers from quoting prices that are far from the current market for the security.

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Rule 15g-3 – Broker-Dealer Disclosure, you might also be interested in:

Series 24 - 5.6.4.3. Nasdaq Business Hours

Series 6 - 4.1.1.2.7. Transfer Rights

Series 53 - Applicable Federal Laws

Series 63 - The Registration Process

Series 79 - A1.6.7. Retirement of Bonds

Series 65 - Suitability

SIE - Content Standards

Series 24 - Review Quiz

Series 53 - Timeline for Reclamations

Series 6 - Exercise

SIE - Fingerprint Card

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

After trying numerous study materials, Solomon was the key to pass my Series 24. The live class was a perfect complement. Thank you Karen for your assistance!

Marie, Miami, FL

3rd time is a charm and it took Solomon to do it. None of the other materials in my first two attempts were strong enough to enable me to reason my way to the correct answers. Solomon's angle on this material was closest to the actual test and was the reason I got there.

As an aside, the ongoing personal help was very surprising and commendable. Thank you, Solomon!

Jason Bowen, Southington, CT

I was very apprehensive about the Series 24 exam prior to taking it. Everyone I knew who had taken it informed me that it was an incredibly difficult test, with questions that were meant to trick you. After following Solomon's six week study outline and making flashcards for my weakest areas, I was averaging in the high 80s on the Solomon practice exams. That gave me the confidence I needed to walk into the test center feeling prepared, and the knowledge I needed to walk out of the test center having scored an 88. I am now recommending the Solomon Series 24 materials to everyone at the office!

Janie Richards, Austin, TX

Passed the 24 today ... fun test.. You have a great product. The material was easy to follow and the practice tests were very, very helpful. Thank you.

Danny Klingler, Kestra Financial, Austin, Texas

I passed the S24 today with a score of 80. Your study guide is great!!!

A.T.

Studying for the 24 was not easy. I felt Solomon's course materials and online portal prepared me well for passing the exam in the first try. The study material was NOT overwhelmingly thrown together and I found the study program to be manageable and focused. Got me through the study period of about 4-5 weeks. I would recommend Solomon over the other courses.

Ajay A, CT, Series 24