Series 50: Preservation Of Books And Records (MSRB Rules G-8 And G-9)

Taken from our Series 50 Online Guide

Preservation of Books and Records (MSRB Rules G-8 and G-9)

Under MSRB Rule G-9, records must be maintained for various periods of time and kept for ready inspection by any regulatory authority that has jurisdiction over the advisor or broker-dealer.

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TESTIMONIALS

What are people saying?

I had the Series 50 study guide memorized backwards and forwards, but still found the exam to be extremely difficult. I think the study guide still needs a lot of refining to cover more of the exam content, but I sure as heck wouldn't have passed the exam without it. Found the Solomon study guide to be absolutely necessary, but still in need of considerable improvement.

Delaney Ridgley, Raftelis. Charlotte, NC

I haven't taken an exam in about 15 years and I'm happy to report that I passed the Series 50 Municipal Advisor exam on my first attempt. The material was extremely thorough and comprehensive. The online questions, quizzes and exams were very comparable in difficulty to the actual exam, thus providing the foundation for my success. Thank you for your guidance.

J. Mark Chapman, IBIC LLC, Madison, CT

Five decades in the muni business didn't guarantee I'd pass the Series 50 pilot exam. (Just knowing content doesn’t mean you are ready for the test.) Thankfully, my Solomon Exam Prep materials were fantastic at teaching complex subject matter in a way that made the answers clear, and I passed the test with ease.

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John Canney, Municipal Advisors Group Boston, MA

I passed . Got an 84 on my Series 50. Solomon's prep material was pretty good. The practice tests were very helpful too. The numerical examples embedded within the theory really helped with the concepts. Made the material easy to read and understand.

Mudra Patel, San Francisco, CA

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Amber Nielsen, Baker Tilly Municipal Advisors. Mishawaka, IN