Series 50: Bank Exemption

Taken from our Series 50 Online Guide

Bank Exemption

Banks are exempt from the definition of municipal advisor to the extent that they only provide advice with respect to the following:

• Investments that are held in a deposit account, savings account, CD, or other deposit instrument issued by a bank
• Extensions of credit by a bank to a municipal entity, including the issuance of a letter of credit, the making of a direct loan, or the purchase of a municipal security by

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