Series 65: Exemptions To Issuer And Security Registration

Taken from our Series 65 Online Guide

Exemptions to Issuer and Security Registration

When it comes to exemptions to registration requirements for securities and issuers, the Uniform Securities Act (and, in turn, the Series 65 exam) continues to be as much about the exemptions from the rules as the rules themselves. In this case, even the exemptions have exemptions. In th

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: Exemptions To Issuer And Security Registration, you might also be interested in:

Series 28 - Chapter Six: The Uniform Practice Code

Series 7 - 17.5.3.3. Error Accounts

Series 51 - Municipal Fund Ads with Performance Data

Series 24 - 3.3.4. Direct Registration

Series 24 - Clearance and Settlement: The Uniform Practice Code

Series 65 - 1.4.1.2.1. Assets

Series 63 - Exercise

Series 65 - Exercise

Series 65 - Individual and Joint Accounts

Series 7 - 12.1.2.1. Initial Public Offering

Series 53 - Apprentice Correspondence

Series 65 - 2.1.1.8. Right to Sue for Wrongful Acts

Series 24 - Individual Accounts

Series 82 - Exercise

Series 51 - Authorization and Administration

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed the Series 65 on the first try and I would absolutely give credit to this tool. We all learn in vastly different ways, so having the options available for a study guide, audiobook, video training, flash cards, practice tests - and ALL of the other resources available was critical to my success. I've been out of school for over a decade and remembering HOW to study was hard. I'm so glad I had all of these options.

Ashley Dunning, Inspire Investing. Kansas City, MO

The material and website were very well organized and thorough. I felt I was prepared for the actual, real test when I took it because I had gone through their range of questions with all the practice tests that I could do on their website, covering every topic, approached with different angles.

Stacey Sperry, Durham, NC

I passed the test [the Series 65] with flying colors. Your study material, particularly the book and the online exams were the difference maker. Other individuals in my firm used exam prep courses from other companies and unfortunately did not pass the exam. I am confident in saying that these materials were the difference maker. Thank you for creating such a great product. Everyone in my firm will use your simulators going forward.

Chris T. Chambers, Senior Partner, My Harvest Field, Inc., Clearwater, FL

My name is Michael Urbanski, CPA and I was able to pass the Series 65 exam on my first attempt. For me, I like to study from all the credible resources I can find. Using exam simulators and exposing yourself to as many sample exam questions helps to learn how an exam is written. I would recommend using these materials to help YOU pass the exams you chose to sit for.

Michael Urbanski, CPA Toledo, OH

Passed the 65 with an 80% and the 6 with an 87%. Passed both of them on the first try. I give the credit to Solomon. I've had a lot of my friends try other vendors but they were glad to take my advice and switch to Solomon. This course helps you understand the concepts so you can think out the uniquely crafted questions the actual tests ask. Thanks so much.

Gerald Barnes, Client One, Peoria, AZ

My third exam passed with Solomon, first the Series 6 and the Series 63, this time the Series 65 - just passed today! Highly recommend for any exam prep you need! Thank you again guys!

Brad Eiden, Nationwide Advisory, Louisville, KY